Full Faith and Credit
Implementation
Challenges and Solutions
Barbara Hart
Pennsylvania Coalition
Against Domestic Violence
JustProj1@aol.com
Year N/A
Pennsylvania Coalition Against Domestic Violence
Introduction
In the last year, I've had the privilege of traveling
across the country to talk with a variety of folks from the
justice system (e.g. advocates, police officers, prosecutors,
judges, court administrators, U.S. attorneys, corrections
personnel, as well as, law professors, batterer intervention
service providers and battered women), about the remedies
offered by the Violence Against Women Act of 1994, and most
particularly the full faith and credit provision, 18 U. S. C.
2265.
Although participants in the various conferences have been
enthusiastic about investigating the statute and its
application, they report that their peers have remained
skeptical, asking why such extraordinary attention should be
paid to inter-jurisdictional enforcement of protection
orders. It thus became one of my tasks to offer rationale for
the extensive efforts that must be harnessed and focused to
assure full faith and credit (FFC) of protection orders
wherever victims seek enforcement and safety. The rationale I
offered evolved over the course of several presentations to
include:
History
About 23 years ago, attorneys in Legal Services offices in
New York and Pennsylvania began to document the number of
clients, particularly divorce and custody clients, who
reported that they were victims of domestic violence, that
the level of violence had increased since they had told their
partners of their plans to divorce and that those who had
separated were being stalked by their spouses/partners after
leaving. Over half of divorce clients reported domestic
violence at some point in their marriages.
It was the era of "fault" divorces, long waiting lists and
often protracted litigation with little economic relief for
dependent spouses (and some would remind me that except for
the removal of the "fault" bases for divorce, these problems
remain). Battered clients (and most were women) had no
recourse at law to achieve protection as the criminal side of
the justice system did not consider domestic violence
criminal conduct, and the civil side offered no emergency
relief from the constant harassment and violence of spouses
seeking to compel reconciliation or punish a spouse for
"abandoning" the marriage.
Visionary attorneys and advocates, professionals
dissatisfied with the cold shoulder of the law and committed
to achieving safety and justice for clients, conceived of a
remedy that would offer temporary relief to victims of
domestic violence -- civil protection orders.
In the ensuing years, every state, some Indian nations and
most territories have adopted a civil protection order code
to protect the vulnerable adults and children subjected to
violence and coercion by family and household members.
Protection Order Compliance
Unfortunately, protection order codes are not seamlessly
self-implementing and perpetrators have not consistently
complied with the mandates of protection orders. Studies have
since suggested that about 75 percent of those constrained by
protection orders comply, at least to the extent that victims
do not ask the courts to impose penalties for non-compliance
or that law enforcement does not arrest for violation of
orders. This level of compliance appears to be most likely in
jurisdictions where access to the courts is immediate, where
orders are tailored to the particular safety, autonomy and
economic requirements of victims and where police enforcement
of orders is swift and certain.
The defendants who do not comply (at least 25 percent)
pose serious risk to victims.
Experience and research have revealed that some batterers
utilize escalated strategies of violence and coercion once
victims determine to separate. These batterers invariably
believe that they are entitled to a relationship with their
victims. They assert almost an inalienable ownership interest
in their abused partners and believe they are entitled to
oversee and control the lives of the women they batter. Many
fervently believe that they may legitimately use force,
threat, coercive tactics and violence to control their
partners and maintain relationships. They are simultaneously
terrified of the loss of access to, relationship with,
ownership of and control over the women they have abused.
Many are desperate and thus defiant.
Those batterers who search for, pursue, track, stalk and
engage in surveillance of victims, may be the most dangerous
to victims and to those who would protect them.
Need for Foreign Enforcement
Victims, who recognize the dangers posed by batterers
refusing to follow the dictates of protection orders,
sometimes decide to relocate to hide from the abuser or to
obtain better support and protection. These women require
protection in the communities to which they relocate,
including enforcement of protection orders issued in the home
jurisdiction.
Other protected persons live their lives in several
jurisdictions. Women who reside on the borders of counties,
states and Indian nations invariably live parts of their
lives outside the judicial district where their protection
orders are issued. They work, shop, attend church, visit
relatives, recreate, etc. in jurisdictions outside that where
the protection order was issued. They sometimes increase
their activities outside the home jurisdiction to avoid
contact with batterers. They require protection in these
foreign jurisdictions.
Notwithstanding the need for foreign enforcement of
protection orders, few victims have been able to readily
obtain police intervention and enforcement of protection
orders outside of the issuing jurisdiction. In recent years,
some states have passed statutes, devised procedures and
employed technology to offer protection to non-resident
victims. Until the passage of the FFC provision in VAWA there
was little public discourse and even less political
commitment to enforcing protection orders issued in other
judicial districts.
Utility of Protection Orders
Victims of domestic violence find protection orders useful
tools in their pursuit of safety and justice only when
enforcement is certain. Where there is uneven or
unpredictable enforcement by police and courts, battered
women live in terror and must turn to self-help methods, most
lawful but some illegal, to protect themselves, their
children and others who intervene to stop abuser
violence.
Only where law enforcement and judicial response is sure,
swift, sufficient, sustained and designed to safeguard and
support victims will battered women be able to rely on the
legal system for survival.
FFC of Protection Orders is Homicide
Prevention
FFC is an important tool in the array of legal remedies
available to intervene in the concerted, instrumental,
desperate and elevated violence of batterers who cross
county, state, tribal and territorial boundaries to violate
protection orders in an attempt to punish victims for leaving
relationships or to coerce them into reconciliation.
This a cursory outline of the reasons that communities
might vigorously join the ranks of those seeking to provide
FFC to foreign protection orders. The rationale will not
persuade all, but it may invite some who are resistant to
enforcing orders to examine their practice, to consider the
likely consequences of denying justice to vulnerable victims,
and to design reform initiatives to offer "outsiders" the
protection to which all residents/citizens of the
jurisdiction are entitled.
Resistance to FFC Implementation
Resistance to enforcement of foreign protection orders
will not evaporate merely with the communication of the
above. The sources of resistance are more profound. One
relatively invisible source of resistance is that of
xenophobia, significant bias against those "from away."
People from other places are too often not viewed as having a
legitimate or equal claim to the protections of the enforcing
jurisdiction as do the citizens of that community. The
strength of this provincialism was brought home to me a
number of years ago when a battered woman who resided in
Pennsylvania and worked in a neighboring state was killed by
her stalking husband outside of her place of employment. She
had received a protection order from a Pennsylvania court.
She could not get the protection order enforced across the
state line where she worked, was not able to domesticate her
order in the neighboring state, was not eligible for a
protection order in that state and could not persuade the
police to act on her behalf. The newspapers in Pennsylvania
were filled with the anguish of the domestic violence
advocates, her attorney, the Pennsylvania police, courts and
her family and co-workers. The newspaper across the state
line engaged in protracted victim-blaming and rationalized
their failure to protect her by pronouncing the homicide
inevitable. She was mourned in her home state and vilified in
the neighboring state. The strong preference accorded locals
over strangers was sharply told by the diametrically opposed
responses of the two neighboring communities. Until the legal
system in all judicial districts fully protects guests, as
well as residents, justice will be denied or meted out in
smaller portions to those we deem strangers. Yet, in an
increasingly mobile society, we are virtually all strangers
much of the time, potentially requiring the safeguards of
each community in which we find ourselves. We must forsake
provincialism and disparate justice.
Reluctance to Change
Another source of resistance appears to be the reluctance
to change. Old practices are comfortable because they are
known. They move forward with the force of habit, and are
cloaked in the mantles of propriety and apparent efficacy.
Change is not easy. It may require shifting priorities. It
certainly requires design, experimentation, evaluation,
re-tooling and lot of learning. Significant change of policy
and practice will be necessary to fully implement VAWA's FFC
mandate.
An additional cause of resistance for some may be that to
fully or effectively implement the FFC provision of VAWA
requires mechanisms or resources that are beyond the reach of
some communities.
Invariably, resistance to enforcement is articulated
around potential liability for law enforcement arresting
those whom officers believe to have violated protection
orders. Many officers are reluctant to act or have been
directed not to arrest unless they can verify that a valid
protection order is operative in another jurisdiction. The
scepter of liability looms large.
One final stumbling block to enforcement of foreign
protection orders may be the traditions of law enforcement
and court administration that are procedure-driven rather
than problem-solving. Especially in the early stages of FFC
implementation in this country, the approach of law
enforcement and the courts must be one of problem-solving
rather than reliance on definitive policy directives. The
approach of professionals asked to assist battered adults and
children in their search for safety and justice must be one
which seeks to identify problems, to generate strategies for
effective intervention and to develop solutions that are
sure, swift, sufficient, sustained and that prioritize victim
safety. Once these solutions have been employed and tested,
communities will be able to incorporate them into policy and
procedure. This formal adoption of FFC-enabling procedures
will significantly routinize effective practice and enable
all professionals to confidently act to enforce protection
orders. However, even with this institutionalization, the
challenges of FFC will not totally recede; additional
barriers will emerge and they must be met with a
problem-solving approach to assure that all vulnerable adults
and children receive the safeguards promised in their
protection orders.
Problem-Solving Approach to FFC Implementation
Although many of us might wish for a cookie cutter
approach to enforcement of foreign protection orders, wishing
for a piece of equipment that we could weld into place,
turning on the switch for seamless enforcement to be produced
in an assembly-line manner, such a simple solution is not
ever going to be available. Rather, for many years to come we
must employ a problem-solving approach to FFC implementation.
We must seek and celebrate incremental change.
Communities may construct solutions that differ, as
varying strategies are tailored to fit within the context of
dissimilar jurisdictions. Divergent strategies, however, must
be communicated and coordinated with other judicial districts
within and between states, tribes and territories. Linkages
and mechanisms for spanning the differences will have to be
employed. Achieving these will require significant political
will and meticulous problem-solving efforts.
Problem-Solving Begins with Communication
Dialogue among advocates and colleagues in the legal
system is the place to start. Conversations with battered
women will enhance the discourse. Identification of barriers
to ready enforcement of protection orders and of
corresponding solutions will emerge from these
communications. Strategies for effecting essential system
change will become apparent. Resources can then be located
and employed. The resulting systemic reforms can be tested,
modified and adopted. Training of all personnel involved in
enforcement of foreign orders must follow, emphasizing both
the problem-solving approach and the importance of justice
for strangers and neighbors alike. While many barriers to FFC
of protection orders will fall to this deliberative
examination, design and implementation, new barriers or
problems will occur and these must be addressed in a similar
fashion.
Eventually, we can achieve a seamless enforcement system
across jurisdictional lines. And it may be that the finished
product will be universal in form and practice. Meanwhile, to
sustain energy and focus, each community working to implement
the FFC provision of VAWA must acknowledge the significant
strides each has taken toward achievement of a seamless
system of local and foreign protection order enforcement.
Identification of Barriers and Potential
Solutions
Participants in the numerous seminars and conferences on
FFC in which I have served as faculty in the last year,
universally said, "It looks so simple, but it's incredibly
hard to implement. We want to, but we're having trouble.
Help!" The following describes some of the implementation
issues reported to me and suggests preliminary strategies for
enhancing implementation of 18 U. S. C. 2265.
Issue: Lack of Leadership on FFC within Justice
System
Many practitioners reported that the FFC provision of
VAWA was not even "on the screen" of key policy-makers
within their jurisdictions. They concluded that until FFC
implementation was a priority for leadership at the local
level and beyond, uneven implementation would continue and
the sharp variety of response between jurisdictions would
pose grave risks to victims seeking enforcement.
Potential Solutions: Dialgue and Professional
Education
National conferences like Full Faith & Credit: A
Passport to Safety (offered by NCJFCJ, BWJP, DOJ, SJI,
NCSC, CCJ and COSCA) and the Seventh Annual Domestic
Violence Conference (offered by NCDA) provide a unique
opportunity for state and local multi-disciplinary teams
to learn together. Team learning facilitates team-building
for enhanced local practice.
The STOP TA Project (funded by DOJ) provides national
and regional conferences for state STOP administrators and
STOP subgrantees which regularly include workshops on FFC
under VAWA. Mending the Sacred Hoop (funded by DOJ)
likewise offers seminars to Indian tribal/consortium
grantees about FFC.
The American Bar Association produced a video and
instructional handbook on VAWA.
VAW Web, a WebPage targeted to STOP grantees and legal
system professionals, debuts in October, 1997 and will
first address FFC of criminal and civil protection orders.
Address to be announced, and this material will be linked
to the Website of the VAWGO office
(http://www.ojp.usdoj.gov/VAWGO).
This marvelous book is also a resource for professional
education. It will be distributed at Full Faith &
Credit: A Passport to Safety and can be downloaded from
the VAW Website the beginning of November.
For information on how to access these materials, call
the FFC Project at 800/903-0111, ext. 2 or
<<gjp@pcadv.org>> and ask to speak with Gail
Pertschi.
Issue: Criminal Protection Orders Are
Unenforceable
In most jurisdictions criminal protective orders are
either included in conditions on release or in
victim-witness protective orders. The specifics of these
orders, e.g. stay away, no contact, firearm surrender,
counseling, drug and alcohol screens, etc., are not
directed to law enforcement and victims infrequently
receive a copy of the conditions/orders. The criminal
protective orders are not placed in an electronic
database available to police officers. Furthermore, codes
seldom give law enforcement the authority to make a
warrantless arrest when an officer has probable cause to
believe that a defendant has violated one of the
provisions of these orders.
Potential Solutions: Establish Police Registries,
Furnish Victims Copies of Orders and Grant Police
Authority to Make Warrantless Arrests for
Violations
While making and distributing copies of criminal
protection orders to victims is probably the easiest of
these solutions to institute, even this simple strategy
requires significant stretches in practice from justice
system actors. Police would have to acquire "contact
information" from victims for follow-up. This means
obtaining several addresses. These contact locations and
people must not be included in the public record to
prevent stalking and retaliation, yet they must either be
conveyed to the arraigning authority responsible for
victim notification or the police must assume the
responsibility for advising victims of the conditions on
release. Victims
should be apprised of procedures they must follow to
achieve enforcement of orders should the alleged
perpetrator violate the orders.
Police officers do not enjoy the authority of
warrantless arrest in many jurisdictions for violation of
bail conditions unless the violation constitutes another
substantive crime. The lack of authority discourages
police from enforcing "stay away" orders because the
administrative procedures are onerous or make immediate
arrest impossible. Thus, these conditions are too often
"not worth the paper they're written on." Statutory
authority for warrantless arrest for violation of bail
conditions may restore power to these conditions.
Local and state police registries of protection orders
are almost universally designed only to contain civil
protection orders. The content and format of criminal
protection orders is often very distinct from civil
orders. Part of the problem is that the orders issue from
different sectors of the courts which have never sought to
integrate or link their data systems. Unless police can
verify conditions on release or criminal protective orders
and understand which conditions, if violated, subject the
suspect to arrest, they are likely to ignore all but the
most egregious violations.
Issue: Issuance and Enforcement of Firearms
Prohibitions
As a culture, we are highly ambivalent about imposing
any restrictions on the ownership and possession of
firearms. Notwithstanding the fact that federal and state
law include restrictions on firearms acquisition and
possession for various classes of persons (e.g., the Gun
Control Act of 1968 precludes the
acquisition/possession/ownership of firearms and
ammunition for convicted felons, fugitives from justice,
unlawful users of controlled substances, persons
adjudicated as mental defectives, illegal aliens, persons
dishonorably discharged, those subject to restraining
orders and those convicted of domestic violence
misdemeanors), judges are reluctant to impose firearms
prohibitions in civil and criminal protection orders, and
law enforcement (local, state, tribal and ATF) are equally
reluctant to enforce orders related to firearms
relinquishment or seizure.
Potential Solutions: Information about Legal
Prohibitions, Affidavits Re: Gun Usage, Notice to
Defendants, Gun Indicators in Orders, Protocols for
Search, Seizure and Confiscation, Storage Facilities, and
Monitoring
Many police and judges do not know that most persons
against whom there is a criminal or civil protection
order, arising in the context of domestic violence, are
precluded by federal law from possessing firearms and
ammunition. Professional education about local, state and
federal firearms codes is an essential stepping stone for
improved practice related to firearms.
Judges are rarely apprised of the extent of firearms
threats, intimidation and usage by batterers. Affidavits
specifically crafted to inform the court of the
defendant's possession of firearms, and the defendant's
history of utilization of firearms might be included in
pleadings for protection orders.
In the litany of notices to defendants about the
consequences of violation of protection orders,
highlighted notice should be given that possession,
failure to surrender, transfer and/or acquisition of
firearms may subject the defendant to federal prosecution
and incarceration.
Judges should specify in protection orders whether a
defendant is subject to the federal prohibitions related
to guns in 18 U. S. C. 922 (g) (8). Police officers are
not able to assess whether a particular person against
whom a protection order has been issued fits within the
class of persons prohibited, and they cannot assess
whether the court has included the requisite findings in
their orders or whether the defendant was accorded due
process. These determinations must be made by judges,
preferably by the issuing judge, and an indicator should
appear on the face of the order and in the police registry
of protection orders, stipulating that the issuing court
has concluded that the defendant is subject to the federal
firearms and ammunition prohibitions.
Police, sheriffs and other law enforcement should be
guided (and protected) by protocols that outline their
responsibilities and authority for search, seizure,
confiscation, storage and return of firearms pursuant to
local, state and federal law.
Storage of these confiscated weapons (and there often
are many firearms per prohibited person) has become a
problem. In Delaware, the storage problems are now a thing
of the past, as the confiscated firearms are now being
stored at low cost in climate-controlled facilities at
National Guard enclaves. ATF has not yet announced a
procedure by which local law enforcement can deliver guns
prohibited by federal law to federal storage facilities.
Storage should be made available whether or not federal
prosecution is pending under VAWA or the Gun Control Act
of 1968, 922 (g) (8) or (9). Federal storage will offer
significant assistance to local departments.
Because of the reluctance to issue and enforce firearms
prohibitions, advocates in some jurisdictions have
initiated "firearms confiscation watches" similar to court
watches; to ascertain current firearms practice, to
identify problems and offer recommendations for systemic
reform.
Issue: Battered Women Require Information about FFC
Procedures in the States, Tribes, and Territories in which
They Seek Enforcement of Protection Orders
Attorneys, advocates and court personnel who assist
battered adults in preparing petitions or affidavits for
protection orders do not routinely inquire of victims
whether they are likely to require enforcement in other
judicial districts. Nor do they tell battered women what
must be done to assure sure, swift, sufficient, sustained
enforcement in other jurisdictions. Often these
professionals do not know themselves.
Potential Solutions: Notice, Inquire and
Inform
Battered women should be given written directions on
enforcement in the issuing and in foreign jurisdictions.
At the very least, this might include contact information
about the law enforcement agency which provides 24 hour
verification of valid orders in the issuing jurisdiction,
access information about any state registry of protection
orders, information about whether the state is
participating in the protection order file of the FBI
(NCIC), and confirmation that the order has been placed in
any/all of these registries.
Battered women should be alerted to the possibility
that their paper orders will not be honored in foreign
jurisdictions unless they have followed procedures
established by the various communities where they may seek
enforcement. Battered adults should be told to take a
certified copy of the protection order to the court clerk
in any jurisdiction where enforcement may be required
(i.e., where she works, attends church, visits family,
etc.) and ascertain the procedures that should be followed
to increase the probability that her foreign order will be
vigorously enforced. Referral to domestic violence
programs in the foreign jurisdiction is also recommended.
These programs may be able to offer advocacy for FFC.
However, counsel of record should go beyond referral. They
should make the inquiries and furnish the requisite
paperwork to the designated offices in the foreign
jurisdictions.
Should counsel or advocates learn that a foreign
jurisdiction does not have procedures for enforcing
foreign orders, they might work with Legal Services
attorneys or domestic violence programs in the foreign
jurisdiction to assure compliance with the FFC provision
of VAWA.
Assistance in efforts to identify or craft systems for
FFC in the foreign jurisdiction (including within the
state, not merely across state, tribal and territorial
lines) may be obtained from the FFC Project at
800/903-0111, ext. 2; ask to speak to Seema Zeya.
Issue: Verification of the Validity of Orders Is
Difficult
Police officers called to the scene of an alleged
violation of a protection order, particularly those issued
in other jurisdictions, too often are not able to readily
verify the validity of an order.
Potential Solutions: Registries and Contact
Information
A significant majority of the states have established
or are developing statewide police registries. These
greatly facilitate intra-state verification efforts, and
most responding officers have received sufficient training
to be able to access these repositories. However,
responding
officers are not now able to verify foreign orders
issued in most other states, tribes or territories because
the necessary links between state and local databases have
not been electronically established. Therefore, methods
for contacting the local or state registry in which the
issuing court's orders are deposited must be included
clearly on the face sheet of each order. Unless
verification is simplified, officers in foreign
jurisdictions may not arrest for protection order
violations absent severe violence that can be charged
independent of any protection order violation.
NCIC is now operative, but it is only as good as the
local or state registries that gather and electronically
format the requisite information. Just a handful of states
are now participating and not all the orders issued in
those states are necessarily included. NCIC requires
identifiers, including SS# and date of birth of the
defendant, for a protection order to be included in the
NCIC protection order file. Those state orders that do not
include sufficient identifiers are not included in NCIC.
This does not mean that the orders are invalid. It does
mean that NCIC is not a reliable system for verification
unless orders specify the requisite identifiers. For this
to occur, courts will need to start capturing and
recording this information. Courts might utilize the
Certification Form, developed by the FFC Project above, as
a cover sheet for issued orders. It will facilitate
extraction of essential data elements for local, state and
NCIC protection order registries.
Another challenge that remains in many states is that
there may be significant delays between issuance and
inclusion in the registry. The capacity of courts to
electronically transmit orders will enable timely
inclusion; this is critical as violation of orders often
occurs immediately after service on perpetrators. Another
barrier, that may require statutory reform, is the lack of
authority for police to rely upon electronic (rather than
paper) orders for verification. As registries become
electronic, this authority must be made explicit.
Issue: Service of Protection Orders is
Problematic
Several problems have been identified related to
service of protection orders. First, batterers are
skillful evaders of service. Evasion is easy in
jurisdictions where process servers work only during
business hours and rely upon traditional procedures and
resources for services. Further, when service is achieved,
proofs thereof are not routinely furnished to registries
or the enforcing authorities.
Officers responding to a domestic violence call, where
a victim alleges violation of a protection order and the
defendant denies service, often effect service on the
defendant by handing him a copy of the order furnished by
the victim. He is then told that any future violation will
be met with arrest and prosecution. While this is an
efficient method of service, too often officers do not
then file a proof of service and/or local and state
registries do not make notation that services has been
accomplished. Thus, when the victim seeks enforcement of
an order that has been served, the registry does not
confirm that service was made.
While VAWA directs that victims of crimes of domestic
and sexual violence not be liable for the filing fees and
costs related to criminal conduct and process, including
the costs of service, in some jurisdictions, victims are
still required to pay service costs before the process is
initiated. After the passage of VAWA, many states amended
codes, rules or regulations to waive service costs.
Although most of these directives were silent on the
question of whether service costs were to be waived for
non-residents seeking service of foreign orders on
defendants, many states, tribes and territories charge
service costs for service of foreign orders upon
defendants residing in or temporarily located within their
borders. This creates enormous financial barriers to
battered adults seeking service of orders in non-issuing
jurisdictions. For most, the consequence is that the order
either is terminated for failure of service or that it is
unenforceable because due process has not been accorded
the defendant.
Potential Solutions: Procedures for Service,
Notice, Waiver of Service Costs and Filing of
Proofs
Every judicial district should devise procedures for
service of protection orders. These should incorporate
strategies for service of the illusive defendant and
prioritize protection orders as emergency service and
proof cases. Provision should be made for service outside
the business hours of the court. Proof repositories should
indicate the date and time that actual notice has been
achieved where service is delayed. Notice notations might
be removed from the service repositories upon subsequent
filing of the requisite proofs of service. All persons
authorized to serve and provide proofs of notice and/or
service should be trained on the procedures and on filing
with proof repositories.
Tribal and state codes and court rules should specify
that protection orders of issuing courts and of foreign
courts should be served on defendants without payment of
costs by battered adults or their guardians. Procedures
for affecting service of foreign orders without cost
should be developed and made available through courts,
police, advocates and bar associations. The system for
filing proofs of service should be simplified so that all
authorized to serve process related to protection orders
(which may include sheriffs, police officers, counsel of
record, civil process servers and victims) can quickly
file proofs, including electronic proofs. These proofs
should be susceptible to timely confirmation by enforcing
officers through electronic or paper verification. Court
administrators should monitor and seek compliance with the
service and proof directives in the jurisdiction.
As an interim measure, the Sheriff in one county in
Florida has devised alternative approach to confirmation
of service. He drafted a form by which the plaintiff can
affirm under oath that the order was served on the
defendant. The form also permits the defendant to dispute,
under oath, the victim's assertion of service. One problem
identified with this strategy is that victims cannot be
held to a knowledge of the distinction between notice and
service.
Issue: ATF, FBI and many US Attorneys Have Not
Joined the FFC/VAWA Efforts
At virtually every conference on FFC of protection
orders, participants reported that ATF and the FBI are
either uninformed about or resistant to the provisions of
VAWA and the Gun Control Act related to domestic violence
perpetrators. Few report that the U.S. Attorney has
initiated communication with local prosecutors and
advocates about implementation of VAWA.
Potential Solutions: Training and
Networking
Plans are in the works to train ATF and FBI leadership
about domestic violence and their respective
responsibilities under VAWA and the recent amendments to
the Gun Control Act.
The Department of Justice has awarded a grant for
training and technical assistance for Assistant U.S.
Attorneys. In January of 1997, each U.S. Attorney
identified a "point of contact" within each district.
These may be an Assistant U.S. Attorneys (AUSAs) or the
victim coordinator within the district. An excellent
seminar was offered in January of 1997 to AUSAs from
around the country. It was orchestrated by Margaret
Groban, an AUSA from Maine and a contributor to this
volume.
In several federal districts dialogue and agreements
for coordinated response to domestic violence have been
devised between local and state police, prosecutors, court
administration and advocates. The Western District of
Kentucky was the first to take leadership on the issue of
FFC of protection orders. The Kentucky FFC Project of the
Kentucky Domestic Violence Association (KDVA) labored
throughout the Commonwealth of Kentucky to establish
viable working relations between the federal and state
authorities. The exemplary work of KDVA continues.
Issue: Who Prosececutes for Inter-Jurisdictional
Violations of Protection Orders?
When a batterer crosses state/tribal/territorial lines
to violate a protection order, prosecution may be brought
in the issuing jurisdiction, in the jurisdiction where the
violation occurred and in the federal district courts in
both locales. A decision must be made. Communication about
that decision should occur. There is now little dialogue
between the issuing and enforcing jurisdictions and the
federal authorities in either community about this
decision-making. Sometimes prosecution is foregone when
another enforcing authority might appropriately pursue
charges against the stalking batterer.
Potential Solution: Communication and
Cooperation
Unquestionably, the local prosecutor in the community
where the violation happened can decide to pursue charges
without contacting or considering the other potential
venues for prosecution. However, s/he might want to
carefully consider the advantages and disadvantages of a
decision for exclusive enforcement.
While it is unlikely that the issuing
state/tribe/territory will extradite for a misdemeanor
committed in another jurisdiction, it may choose to pursue
prosecution if the violator returns to the issuing venue
within the statute of limitations.
When a batterer has eluded prosecution or is considered
to be highly dangerous but subject only to minimum
sanction at the local or state level, federal prosecution
might offer the victim and community elevated protections
-- longer incarceration or more stringent
probation/parole.
Inter-jurisdictional communication can enhance victim
safety and batterer accountability in several ways.
Conjoint deliberate review of the various prosecution fora
by all potential prosecutors may result in strategic
decision-making that will heighten the probability of
successful prosecution and enhance the safety of victims.
Consideration of the interests of victims in prosecution
in one venue rather than others may limit the disruption
and inconvenience to battered women that prosecution in
foreign jurisdictions may cause.
Communication by prosecutors with judges in issuing
jurisdictions may provide prosecutors in enforcing
jurisdictions with critical information that will enhance
prosecution. Issuing judges are often concerned about the
victims for whom they've issued orders and may factor
information from convictions for violations in other
jurisdictions into their deliberations should an abuser
come before them again with an application for
modification/suspension or pursuant to additional
violations in the issuing district.
Pam Paziotopoulos, Chief of the Domestic Violence Unit
of the Cook County State Attorney's Office, wrote a
thoughtful piece entitled Violence Against Women Act:
Federal Relief for State Prosecutors that was published in
The Prosecutor
, Volume 30, No. 3, May/June 1996. The article considers
potential conflicts between state and federal authorities
related to investigation, venue, charging, trial issues
and double jeopardy. It also describes why federal
prosecution may better serve the interests of justice and
safety for battered women and children and calls for
communication and cooperation between federal and state
law enforcement and prosecutors.
These are but a few of the issues raised and solutions
advanced by participants in FFC seminars and workshops
over the course of the last year. Continued
problem-solving and exchange is invited among all those
seeking to implement the FFC provision of VAWA. The FFC
Project of PCADV will share your problems, strategies and
innovative solutions with other policy-makers and
practitioners around the country, in tribal nations and
with territorial governments. Keep up the discourse. Send
your conclusions to the FFC Project, PCADV, 6400 Flank
Drive, Suite 1300, Harrisburg, Pennsylvania 17112,
800/903-0111, ext. 2 (phone), 717/671-5542 (fax), and
JustProj1@aol.com.